Breathing: Grade 9 Understanding for IGCSE Biology 2.46 2.47

Breathing is the movement of air in and out of the lungs.  It is a small point but you must be careful with your language in answering questions in this topic.  Meaning is lost if words are not used correctly:  for example often candidates write than “oxygen is breathed in and carbon dioxide breathed out….”  Can you see why this is not correct and actually muddles your understanding of the process?

(Please don’t confuse breathing with gas exchange which is the diffusion of oxygen and carbon dioxide in and out of the blood, nor with respiration which is a series of chemical reactions happening in all cells in which food molecules are oxidised to release energy for the cell)

So back to breathing – the movement of air in and out of the lungs…..

1) What is the pathway air follows to get from the atmosphere and into the alveoli in the lung?

The trachea is the main tube that carries air into the lungs. It has a ciliated epithelium lining – these cilia waft mucus and foreign particles up to the top of the trachea and then the mucus is swallowed into the stomach and any bacteria trapped in the mucus are killed.  The trachea is also strengthened by C-shaped rings of cartilage that prevent the tube collapsing when the air pressure inside drops.  The trachea branches into two tubes called bronchi, one going to each lung.  The bronchi branch over and over again into smaller tubes called bronchioles and ultimately the smallest bronchioles end in a cluster of microscopic air sacs called alveoli.  This whole structure is called the Bronchial Tree.


2) What causes air to move in and out of the lungs in breathing?


The movement of air into and out of the lungs is brought about by the action of two muscles: the diaphragm, a dome-shaped muscle that separates the thorax from the abdomen, and the two sets of intercostal muscles.  This is an easy area to get confused as there are plenty of similar words and precision in explanation is vital to clear understanding…..

Breathing in (Inhalation) is the active stage in breathing.  This means that under normal condition it is the stage in which the muscles contract.  During inhalation, the diaphragm contracts.  This contraction causes it to change shape from the dome-shape at rest to a flattened shape.  This change in shape of the diaphragm increases the volume of the thorax (in fact it is the volume of the pleural space between the two pleural membranes that is significant but we might skip over this for simplicity….).


If the volume of a gas increases, the pressure decreases (Boyle’s Law I seem to remember from boring Physics lessons a long time ago).  If the pressure in the thorax decreases, it may drop below atmospheric pressure and so air can be pushed into the alveoli through the bronchial tree by the higher atmospheric pressure.

Breathing out (Exhalation) is a passive process.  The diaphragm is a most unusual muscle as it is very elastic.  This means that when it relaxes, it springs back to its original dome-shape through elastic recoil.  This movement decreases the volume of the thorox, thus increasing the pressure and if the pressure rises above atmospheric pressure, air will be pushed out of the alveoli.

3) What role do the Intercostal muscles play in breathing?

The intercostal muscles are two sets of muscles that are found between the ribs.  Contraction of these muscles can either pull the rib cage up and out, or push the rib cage down and in.  The muscles on the outside are called the external intercostal muscles and the ones on the inside are called internal intercostal muscles.

intercostal space

When you are breathing at rest the rib cage does not move at all.  (I hope everyone reading this post is calm, relaxed and not hyperventilating in panic over upcoming exams….) As you are breathing at rest the only muscle involved is the diaphragm (see section above) as you are only moving about half a litre of air in and out with each breath.  But there are situations in which this tidal volume has to increase and that is when the intercostal muscles come into their own.

The two sets of intercostal muscles are antagonistic – when one contracts the other relaxes.

If you need to take a big breath in, the external intercostals will contract at the same time as the diaphragm.  The external intercostals pull the ribcage up and out, thus increasing even further the volume of the thorax, thus dropping the air pressure even more in the thorax, allowing more air to come in.  When you come to breathe out, the external intercostal muscles will relax and gravity will allow the ribcage to fall back down to its original position.

But I hear you say…. “What happens if you are lying down or upside down?  How can the ribcage get back to its original position without the help of gravity?” Well don’t worry – you have the internal intercostals which in extreme situations will contract during exhalation to push the ribcage down and in…

I suggest you draw up a table to summarise the process of breathing.  Give inhalation and exhalation a column each, and the rows of the table should be diaphragm, external intercostals, internal intercostals…  Tweet me a photo of your table if you want me to have a look…


    • Paul Gillam

      Exhalation means breathing out. A passive process is one that does not require any energy from respiration. Breathing out is passive because the diaphragm relaxes when you breathe out (and the intercostal muscles also relax to allow the ribcage to fall).

  1. Mikey Olympitis

    How many cigarettes would someone have to smoke to harm their major organs and get hart disease or lung cancer??

    • Paul Gillam

      It is hard to give an answer for this. It is to do with probability. Every cigarette smoked increases the chance of a serious disease developing. But some heavy smokers never develop heart disease or cancer, and some very occasional smokers do at a young age. Both heart disease and cancers are multifactorial diseases – there are many things that affect a person’s chances of developing them.

    • Paul Gillam

      The pleural membranes are two membranes that line the lungs and the thoracic cavity. In between these membranes is a space whose volume is affected by contractions of the diaphragm and intercostal muscles.

  2. Ned Graham

    Do the two different pairs of costal muscles do the opposite or is it one from each pair doing the opposite to the other from its pair(one intercostal muscle does the opposite to the other and the same with externalintercostal muscles

    • Paul Gillam

      The external and internal intercostal muscles are a good example of an antagonistic pair of muscles. They cause opposite effects and when one is contracted, the other relaxes. External intercostals contract when breathing in, internal intercostals contract when breathing out. It is easy to get confused…..

    • Paul Gillam

      These are the muscles found in between the ribs. They contract during deep breathing to lift the rib cage up and so contribute to an even bigger volume in the thorax. Why will this action cause even more air to enter the lungs?

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